6 months Distribution Compliance Surveillance Officer (up to 4K) #NKC

Loatcion: Near Eunos MRT

- Provide support for day-to-day operations by assisting in the team's functions

- Assist in monitoring competency standards required of supervisors and representatives to ensure alignment with regulatory and industry guidelines

- Ensure timely reviews and follow up with representatives on cases triggered by Company approved monitoring system, and information via other sources reported to the department

- Assist in developing and implementing communication plans on competency standards

- Engage and coach representatives and supervisors in areas of sales activity, quality of sales / sales management, and training needs as and when required

- Perform trend analysis to detect potential sales advisory and market conduct risks

- Address all queries and concerns from various internal and external stakeholders

- Assist in the execution of special projects / initiatives

- Updating of SOPs and internal guidelines when required

- Perform other work as required to meet business needs

- Takes accountability in considering business and regulatory compliance risks and takes appropriate steps to mitigate the risks.

- Maintains awareness of industry trends on regulatory compliance, emerging threats and technologies in order to understand the risk and better safeguard the company.

- Highlights any potential concerns /risks and proactively shares best risk management practices.

Interested applicants may email resume to [Confidential Information]

Cheryl Lee Shi Le (CEI Registration No: R1434624)

Recruit Express Pte Ltd (EA: 99C4599)