Perform AML monitoring/review on Trade post-transaction files.
Review/investigate Trade manual screening alerts and red flag escalated by trade processing team for potential sanction violations in accordance with SMBC policies.
Ensure that review and investigation conclusions are adequately and properly documented for regulatory/audit level review.
Coordinate and/or prepare the required management information reporting data as applicable.
Perform daily batch name screening alert clearance.
Investigate and report discrepancies and irregularities arising from transactions, system failure, etc and resolve issues including handling stakeholder's complaints and escalating all issues to Team Lead / Deputy Group Head / Group Head promptly.
Prepare reports that summarize team activities and quality metrics.
Collaborate to improve workflow, suggest enhancements, and support the implementation of improvement actions.
Other tasks as assigned by Group Head / Team Lead.
Requirements
Bachelors degree
Minimum 3 years of experience in the banking industry with exposure to AML Screening and/or Trade AML
Able to link diverse information to build a full picture and spot inconsistencies
Possesses knowledge of MAS regulation on AML and Sanctions requirements including KYC, Screening.
Strong team player
Good communications skills, hands on, independent and proactive in carrying out investigation on customers and/or transactions. Able to work with front office and operation team.
