Primarily responsible for leading and/or performing internal audit (primarily in the areas of information Technology, Information Security and Cybersecurity) of various activities in SMFG/BC franchise in India as a part of IADAP team permissible within the framework of legal and regulation.
Participate in internal audit of various areas in SMFG/BC franchise or business activities outside India as assigned by IADAP Head of Audit permissible within the framework of legal and regulation.
As an Auditor In Charge (AIC), conduct detailed planning of an audit unit to ensure all the risks are comprehensively assessed with the key risks identified; supervise and manage the completion of the fieldwork by ensuring implementation of the quality of audit tests, manage the audit to ensure successful and timely completion of the audit; ensure implementation of quality of contents of audit report of which the opinion is based on re-verifiable facts supportable by the work done.
As Country In Charge (CIC), continuously monitor and evaluate the changes in the auditee's business environment and risk exposure, such as due to changes in organization structure, regulatory requirements, system, etc so as to conduct effective continuous auditing to contribute to the annual risk assessment and audit planning activities to enable effective audits.
Play a role of primary contact point for the local regulator.
Support continuous risk monitoring and annual risk assessment of designated operating areas/countries to enable the team to effectively determine the annual audit plan of APAC region.
Proactively develop and strengthen personal core banking and internal audit competencies through internal and external training programs.
Develop and be the regional subject matter expert of a core banking area and/or country as to provide guidance within IADAP and business stakeholders on the required internal control environment.
Contribute to the Quality Assurance/Improvement Process initiatives through sharing of innovative ideas and active participation in the speedy implementation of projects or processes.
