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Investment Bank

AVP/VP - APAC Compliance Testing

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  • a month ago
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Job Description

Great opportunity with an international bank. The role will focus on providing compliance monitoring and testing across the APAC region It will also provide learning opportunities, development and career progression.

The organisation offers you the chance to:

  1. Conduct compliance testing on regulatory compliance areas and ensure timely escalation of gaps/findings to the management.
  2. Keep abreast of regulatory developments and assist in continuous improvement of the compliance testing framework.
  3. Develop and roll out testing procedures that fulfils regulators and head office's requirements.
  4. Provide support to overseas presence on compliance testing queries.

You offer:

  1. Compliance review, testing or assurance experience from investment banking sector ideally with coverage in the financial markets.
  2. Compliance testing experience in core compliance areas such as surveillance, PA dealing, conflict of interest will be advantageous.
  3. Good at building relationships and credibility; you will be dealing with both internal and external stakeholders of ranging seniority on a day to day basis

To discuss in more details and obtain further information please contact Shingo Wong on [Confidential Information] or call +65 9815 9447

EA Registration Number R1545180. Licence Number 16S8139

Black Swan Group is an award winning global corporate governance recruitment firm who launched here in Singapore in early 2014. We have developed a reputation for finding exceptional talent and matching them with exciting and unique opportunities. Initially founded in London in 2010 we now have 4 offices globally in London, Singapore, Hong Kong and New York supporting clients across the entire spectrum of financial services businesses.

More Info

Industry:Other

Job Type:Permanent Job

Date Posted: 08/10/2024

Job ID: 95390381

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Last Updated: 17-10-2024 09:16:52 AM
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