Ready for a New Challenge in Banking Start Here!
- Open to Singaporean Citizens and SG Permanent Residents only
Your new company
The company is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The firm's employees serve clients worldwide, including corporations, governments, and individuals from more than 1,200 offices in 43 countries.
Your new role
You'll be working in the Front Line Support (FLS) team in WM Business Risk Organisation Singapore.
Front Line Support is a dedicated independent team as a 1st line of Defence in the Control Framework to execute ex-post Controls.
As 1st Line of Defence, we perform Control checks (ex-post) on our Origination Units (e.g. Client Advisors, Investment Product Specialists) who are located in Singapore and Hong Kong offices.
The controls we execute are primarily driven by the Local Regulators [Monetary Authority of Singapore (MAS) and Hong Kong Monetary Authority (HKMA)] and also our global requirements.
What you'll need to succeed
- Min 2-4 years working experience in a Wealth Management environment with direct experience in KYC and Source of Wealth Corroboration in Private Banking.
- Strong SME experience in KYC, SOW and SOW Corroboration.
- Leading knowledge and understanding of AML KYC risk & a proven ability to work with the 1st line.
- Open to Singaporean Citizens and SG Permanent Residents only
- Mandarin / Cantonese proficiency is a plus.
What you'll get in return
- Working closely with the Front line Origination Units to ensure all Periodic Reviews guidelines have been adhered to with regard to AML, KYC, SOW and SOW Corroboration.
- Be the go-to person for queries from Front Line relating to KYC, SOW and SOW corroboration.
- Conduct quality assurance of customer AML KYC profiles of all risk ratings prepared by Front line Origination Units
- Keep abreast of new KYC policies, regulations, and requirements and implement new processes into the team's review processes.
- Focus on the assurance of quality and consistency in Client Due Diligence standards in accordance to the prevailing requirements; and within a stipulated timeframe across Hong Kong & Singapore
- Serve and act as the front line point of contact for team questions and issues.
- Support management with internal audit, AML compliance and reviews as needed.
- Help in identifying potential weaknesses in processes
- Ensure the team has the appropriate level of training on AML KYC/On-boarding matters to perform the role effectively
Take the Next Step in Your Career
Ready to elevate your career in a prestigious private banking institution Click APPLY or send your CV to [Confidential Information] For a confidential conversation, call me at +65 6817 0865
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Hays Registration Number: 200609504D - EA Licence: 07C3924 - Registration ID Number: R22108490
