Our client is a CMS licensed Investment Management firm; focusing on private debt and real asset investment. They are currently looking for an experienced and result-driven Compliance Manager to lead the compliance team in Singapore. The individual will be expected to instill a strong compliance and governance culture within the team and will work closely with the Director.
Job Scope:
Lead the team and assist the Director to implement and maintain governance policies
Main point of contact with MAS
Provide advisory support to relevant business units
Oversee and lead compliance related work such as performing customer due diligence checks (KYC), new clients onboarding and due diligence review for existing clients
Provide advice with respect to marketing requirements of funds in various jurisdictions and prepare regular reporting
Organize and plan compliance trainings to educate team members
Liaise with external legal experts, auditors and compliance advisors
Assist with or take charge of ad-hoc projects or tasks as may be assigned from time-to-time
Requirements:
Bachelors Degree from relevant certification
At least 5 Year(s) of working experience in related function within the financial industry
Good knowledge of AML and KYC procedures
Good knowledge of Companies Act and Securities and Futures Act
Proactive, Diligent and Attentive to details
Strong team player and self-driven
