Job Description
Compliance Specialist - Global Financial Firm
Are you a seasoned compliance professional seeking a role that offers both challenge and reward This prestigious global financial firm, regulated in multiple jurisdictions including Singapore, is looking for a Compliance Specialist to join its dynamic team. This is a chance to elevate your career while contributing to a firm renowned for its commitment to excellence and regulatory integrity.
Role Overview:
The Compliance Specialist will assist management in maintaining the required compliance framework and staying updated on applicable regulatory requirements in Singapore and other jurisdictions where the firm operates. Key responsibilities include:
- Reviewing and updating the firm's policies and procedures.
- Participating in certain committees and Board meetings.
- Coordinating with relevant stakeholders as needed.
- Conducting day-to-day compliance activities, including regulatory liaison, submissions, filings, audit support, and maintaining compliance registers.
- Approving financial promotions and products.
- Providing training and expert advice to the fund management team on regulatory requirements.
- Assisting with risk management.
- Performing due diligence on clients, investors, and service providers.
- Monitoring transactions to ensure compliance.
Skills and Experience Required:
- A minimum of 5 years of experience in relevant compliance roles.
- In-depth knowledge of regulatory requirements in Singapore and other jurisdictions.
- Strong analytical skills and attention to detail.
- Excellent communication and interpersonal skills.
- Ability to work independently and as part of a team.
- Proactive approach to problem-solving and decision-making.
This role is perfect for a compliance professional eager to make a significant impact within a leading financial firm. If you are ready to take the next step in your career, this position offers the platform to do so.
