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PERSOLKELLY SINGAPORE PTE. LTD.

Compliance Specialist (6 Months Contract)

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Job Description

Job Purpose
The person will conduct agency reviews and trend analysis to identify potential gaps and areas for improvement, and implement enhanced framework for the distribution reps so that they can conduct proper sales advisory processes for their policyholders and provide them with quality advice and suitable recommendations.

The Job

  • Provide support for day-to-day operations by assisting in the team's functions
  • Assist in monitoring competency standards required of supervisors and representatives to ensure alignment with regulatory and industry guidelines
  • Ensure timely reviews and follow up with representatives on cases triggered by Company
    approved monitoring system, and information via other sources reported to the department
  • Assist in developing and implementing communication plans on competency standards
  • Engage and coach representatives and supervisors in areas of sales activity, quality of sales / sales management, and training needs as and when required
  • Perform trend analysis to detect potential sales advisory and market conduct risks
  • Address all queries and concerns from various internal and external stakeholders
  • Assist in the execution of special projects / initiatives
  • Updating of SOPs and internal guidelines when required
  • Perform other work as required to meet business needs
  • Takes accountability in considering business and regulatory compliance risks and takes
    appropriate steps to mitigate the risks.
  • Maintains awareness of industry trends on regulatory compliance, emerging threats and technologies in order to understand the risk and better safeguard the company.
  • Highlights any potential concerns /risks and proactively shares best risk management practices.

Interested candidate please click APPLY to begin your job search journey and submit your CV directly through the official PERSOLKELLY job application platform - GO Mobile.

We regret to inform that only shortlisted candidates will be notified.

By sending us your personal data and curriculum vitae (CV), you are deemed to consent to PERSOLKELLY Singapore Pte Ltd and its affiliates to collect, use and disclose your personal data for the purposes set out in the Privacy Policy available at https://www.persolkelly.com.sg/policies. You acknowledge that you have read, understood, and agree with the Privacy Policy.

PERSOLKELLY Singapore Pte Ltd . RCB No. 200007268E . EA License No. 01C4394. Reg. R22111375 Chua Jie Lin

More Info

Industry:Other

Function:Insurance

Job Type:Permanent Job

Skills Required

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Date Posted: 28/11/2024

Job ID: 101723899

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Last Updated: 28-11-2024 06:51:40 PM
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