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Ethos BeathChapman

FICC Compliance, AVP - Investment Banking

Early Applicant
  • 7 days ago
  • Be among the first 50 applicants

Job Description

The Role:
My Client is a leading Investment Bank and we are looking for a FICC Compliance Officer to join the team in Singapore. We are looking for Compliance candidates who are keen to grow their career in an international and long-standing institution and you will be given the exposure across the Compliance function with proven leaders in the industry.

Responsibilities:
  • Implement and spearhead new FICC Compliance framework within the business
  • Identity Compliance gaps and implement framework to mitigate gaps and risks.
  • Ensure that policies are in line with Regulatory requirements and provide advisory to the business.
  • Any other adhoc Compliance duties across the Group level
  • Maintain and build a Compliance culture in the firm

You must:
  • A bachelors degree in a reputable university
  • 5 to 10 years of experience in a Compliance role Ideally from an Investment Bank
  • Experience in FICC / Sales and Trading Compliance is a must
  • Strong understanding of regulations.
  • Be able to work independently, while also being a strong team player


Take charge of this opportunity to welcome a new career challenge in 2024.
EA Personnel No R1985201
BeathChapman Pte Ltd
Licence No 16S8112

More Info

Industry:Other

Function:Finance

Job Type:Permanent Job

Skills Required

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Date Posted: 20/11/2024

Job ID: 101006815

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