Financial Crime Compliance Lead

Job Opportunity: Financial Crime Compliance Lead

Corporate Level: AVP

Functional Title: Compliance Lead

Sector: Brokerage

Location: Singapore

Our client, a leading brokerage, is seeking a qualified professional for the role of a AVP, Financial Crime Compliance. This position offers an opportunity to contribute to a reputable organisation going through a growth stage and is looking for an expansion in their compliance function.

Key Responsibilities:

• Regulatory Compliance: Ensure and maintain compliance with related Financial Crime regulations.
• AML Framework Management: Conduct regular risk assessment, transaction monitoring and maintain KYC on-boarding and due diligence procedures.
• Trade Surveillance: Develop and maintain a trade surveillance programme to ensure accurate identification of trade manipulation behaviour.

Qualifications:

• Education: Bachelor's degree or higher in a relevant field.
• Experience: 5 8 years of experience within the brokerage industry.
• Skills: Strong understanding of related regulations, ability to work independently, and effective communication and interpersonal skills.

Application Process:

Interested candidates should submit their resume to Jun Jie at [Confidential Information], quoting the job title. Only shortlisted candidates will be contacted.

License No: 24S2395

Registration No: R1551124