Responsibilities:
- Review account opening for both individual and entity.
- Conduct periodic Customer Due Diligence (CDD) reviews of existing clients, perform Enhanced Customer Due Diligence (ECDD) and ensure overall compliance with procedural standards.
- Perform screenings, including Sanctions, Politically Exposed Person (PEP) and adverse media/ negative news screening.
- Perform background screening of counterparties and employees.
- Advise and coordinate with front office on the CDD requirements by identifying gaps in the CDD documentation.
- Assist in maintenance of database for annual Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standards (CRS) reporting.
- Perform continuous review and improvement of the onboarding workflow and process, as well as update the Policy & Procedure Manuals (PPM) accordingly.
- Responsible for Operations Account Management systems projects, enhancement and automation.
- Assist in retrieval of signature via shared drive and provide support to other teams regarding updates.
- Prepare Letter of Offer and Closure letter.
Requirements:
- Bachelor's degree in Banking/ Finance/ Business Management as well as certification in ACAMS or ICA.
- 3 years of working experience in Securities/ Private Banking firms.
- 3 - 5 years of experience in Corporate CDD/AML, preferably with relevant experience in reviewing complex trust structure and complex fund investment an added advantage
Please state your availability, current and expected salary in the resume.
Qualified or interested candidates, please visit our GMP website at www.gmprecruit.com/current_jobs/posting.aspx to apply for this position with GMP Job Code: 24901
Tel: 6233 0482 - Eddie Tang (R1221129)
We regret that only shortlisted candidates will be notified.
GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | Eddie Tang | Registration No: R1221129
