Responsibilities:-
- Assist the regulatory team to ensure the implementation of the branch compliance plan
- Respond to regulatory authorities routine queries and coordinates completion of survey and other request for information
- Develop and perform periodic compliance reviews
- Investigates compliance breaches and customer complaints.
- Draft the annual compliance plan for HOD and management approval.
- Conducts compliance training and provides advisory on Banking Act, SFA and FAA and other compliance matters
- Implement and update compliance policies and procedures based on Head Office, and local regulatory requirements.
- Prepares/reviews periodic reporting to local regulatory authorities, Head office and Management.
- Tracks/monitor changes and updates on local regulations, conducts briefing and discussions on implementation with relevant departments and post implementation review.
- Conducts annual regulatory risk assessment
Requirements:
- Degree holder with at least 3-5 years experience in Regulatory Compliance in a bank
- Meticulous and ability to work independently
- Good communication and interpersonal skills.
Interested candidates please email resume in MS Word format to [Confidential Information]
Please state your last drawn and expected package, relevant skill sets and the position you are applying for.
Resumes collected will be kept in strict confidence and used for recruitment purposes only.
