The Role:
My Client is a leading Brokerage Firm and we are looking for a Regulatory Compliance professional to join the team in Singapore. They are a global business and you will be given the opportunity to oversee all Regulatory Compliance related work and work with senior leaders in the Industry.
Responsibilities:
- Implement and spearhead new Regulatory Compliance framework within the business
- Identify Compliance gaps and implement framework to mitigate gaps and risks
- Ensure that policies are in line with Regulatory requirements and provide advisory to the business.
- Any other adhoc Regulatory Compliance duties across the Group level
- Maintain and build a Compliance culture in the firm
You must:
- A bachelors degree in a reputable university
- 10 years of experience in a Regulatory Compliance role ideally from the Brokerage or Financial Services industry.
- Strong understanding of MAS regulations SFA and FAA
- Be able to work independently, while also being a strong team player
Take charge of this opportunity to welcome a new career challenge in 2024.
EA Personnel No R1985201
BeathChapman Pte Ltd
Licence No 16S8112
