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CAPITAL GOVERNANCE (S) PTE. LTD.

Risk And Compliance Assistant

Early Applicant
  • a month ago
  • Be among the first 50 applicants

Job Description

YOUR ROLE:

We are actively recruiting and would like to invite highly motivated high-achieving interns with relevant experience to join our team as Interns Risk and Compliance.

Together with our professional team of advisors, you will be assisting the team in handling risk and compliance work in various roles depending on your expertise and experience, in various financial industries (e.g. Financial Advisers, Fund Management, Payment Services, Peer-to-peer lending).

You will play an integral role as member of the team that will provide support in project delivery and advisory with a high client engagement focus.
  • JOB SCOPE:
Develop client advisory reports for presentation to senior management and Boards
  • Facilitate and perform compliance audit fieldwork and review
Analyse risk and compliance environments and processes to identify opportunities for improvement
  • Develop and maintain detailed operational policies, procedures and processes
Active engagement with regulatory agencies to contribute to improving risk and compliance practices
  • Being a part of the Internal Sales Audit Unit (Financial Advisers)
Assist in various projects (AML audits, BSC audits, and Compliance reviews)
  • REQUIREMENTS:
Pursuing a Degree in Banking & Finance, Accountancy, Business Management, Economics or related discipline
  • Knowledge of Singapore financial regulations such as Banking Act/Financial Advisers Act/Securities and Futures Act
Experience in insurance and financial advisory would be an added advantage.
  • Excellent interpersonal, English communication and writing skills

We offer excellent opportunities for those interested in this challenging role where you will be expected to contribute positively to ongoing projects.
  • ATTITUDINAL REQUIREMENTS:
Internationally-oriented professional
  • Analytical, self-driven, independent and yet a good team player.
* Excellent interpersonal, communication and presentation skills.

Job Type: Internship
Contract length: 3-6 months

Pay: $
  • 00 - $1,500.00 per month

    Schedule:
  • Monday to Friday

Work Location: In person

More Info

Industry:Other

Function:Finance

Job Type:Permanent Job

Skills Required

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Date Posted: 25/10/2024

Job ID: 97915189

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