Join Doo Group Explore Better Future
Doo Group is a global financial services group with FinTech as its core. With our 10 major business lines, spanning Brokerage, Wealth Management, Property, Payment & Exchange, FinTech, Financial Education, Health Care, Consulting, Cloud, and Digital Marketing, Doo Group has seamlessly provided clients with comprehensive products and services across the world. Through a one-stop approach, Doo Group remains committed to helping our clients achieve an ideal financial life while moving towards a better future together!
Job Responsibilities:
Compliance Management (Structure & implementation)
- Provide oversight and support to the stakeholders on general compliance matters, including drafting of company's policies and procedures in accordance with MAS regulations in the Capital Markets Products arena when required.
- Provide ongoing advice to the Business Units with regards to the Group's regulatory obligations to ensure a high level of understanding;
- Promote the benefits of effective compliance management to the business and encourage and support functional Heads to embrace and carry out their responsibilities under the compliance framework;
- Act as the point of contact with regulators on risk and compliance matters. /Manage periodic filings/notification to MAS or other relevant regulatory bodies
- Review and sign-off marketing and advertising material for compliance;
- Work with Group Compliance to define key metrics in maintaining a measurement process for practices related to regulatory requirements;
- Assist in the education and training of staff, whilst ensuring adequate CPD is attained by employees in accordance with regulatory obligations;
- Assist the business in managing complaints; and policy and procedure review and development.
Anti-Money Laundering
- Oversee AML requirements for Singapore, ensuring compliance with required standards and operating practices;
- Maintain an appropriate AML framework for the Singapore office.
Industry & Regulatory Developments
- Continuously monitor the regulatory legislation and update internal policies and procedures to reflect any changes;
- Develop and maintain key external regulatory and industry relationships (e.g. MAS and SGX) to ensure effective regulation and support positive reputation outcomes for the company
Requirements:
- Minimum 3 years of experience in compliance role of a financial institution, dealing with securities and futures particularly.
- Educated in Economics, Law, Business, Accounting or other relevant qualification;
- Understanding of the Singapore regulatory framework for financial services, including the Companies Act, Securities and Futures Act and all relevant MAS circulars;
- Thorough understanding of good compliance and operational risk practice;
- Previous experience managing relationships with regulator and industry body representatives;
- Knowledge of AML legislation
- Excellent communication, interpersonal and influencing skills
- High level of integrity and discretion, handling confidential information
Why Join Us
- Competitive compensation package .
- Exciting, high impact career opportunity including moves between teams and global locations. You will be interacting with colleagues from another region regularly.
- Dynamic multinational working environment with colleagues of diverse educational and professional background.
- Friendly and energetic working environment.
