Singapore Institutional Securities Group (ISG) Compliance, Director
Job Number: 3256769
POSTING DATE: Aug 1, 2024
PRIMARY LOCATION: Non-Japan Asia-Singapore-Singapore-Singapore
EDUCATION LEVEL: Bachelor's Degree
JOB: Compliance
EMPLOYMENT TYPE: Full Time
JOB LEVEL: Director
DESCRIPTION
About the Firm
Morgan Stanley (NYSE: MS) is a leading global financial services firm providing a wide range of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firms employees serve clients worldwide including corporations, governments, institutions and individuals. For further information about Morgan Stanley, please visit www.morganstanley.com.
About the Role
This role is based in Singapore and will report to the Head of ISG Compliance for Singapore & SE Asia. They will be responsible for assisting in managing the Firm's regulatory risk and helping to preserve the Firm's franchise through ensuring and monitoring the ISG Business and Infrastructure Units compliance with laws, regulations, rules and internal policies and procedures. Business lines that are included within the coverage scope are Equities, Fixed Income including Commodities, Investment Banking, Global Capital Markets and Research.
Key Responsibilities
The overall goal of this role is to raise compliance standards across the Firm in these coverage areas as the Firm continues to expand its footprint in the region, assist in ensuring consistency, where appropriate, of compliance processes and controls.
QUALIFICATIONS
Qualifications, Skills & Requirements
· Bachelor's degree in Accounting, Business or Finance
· Knowledge of MAS regulations. Knowledge of SGX rules will be advantageous.
· At least 6-10 years experience working in the financial services sector preferably in the area of Singapore Country Compliance. Experience working at the regulator is advantageous but not necessary.
· Team player
· Ability to effectively review and analyse data/scenarios and apply judgment to identify risks and resolve issues in a timely manner
· Detail oriented, motivated and able to multi-task in a fast paced, high pressure environment
· Strong communication and interpersonal skills to effectively interact and influence internal stakeholders. Fluency in English required, Mandarin would be advantageous.
· Proficient in time management and able to initiate and manage own tasks
