Ensure that the accounts opened and maintained with the Branch are in compliance with all applicable regulations.
Responsibilities
- Perform enhanced due diligence reviews of HR and PEP clients (For Account Opening and Periodic Review)
- Advise business on compliance and regulatory issues relating to KYC.
- Handles queries from the internal clients (AML Front Control/Front office/ operations)/external auditors and internal auditors in relation to KYC matters.
- Handles internal requests to liaise with IT department regarding system issues and enhancement. i.e. Nepal, Avaloq and Content Manager.
- Undertakes ad-hoc projects and management reporting preparation
- Identify KYC issues and ensure client meets regulatory and internal requirements before account opening
- Performing KYC reviews and name hits review promptly
Requirements
- Degree or recognized professional qualifications, ideally in business, accounting or law.
- At least 8 years relevant KYC experience in a financial institution with knowledge of the Singapore regulations, i.e. Banking Act, SFA, FAA.
- Good communication and writing skills in English.
- Strong analytical and evaluative skills and attention to details.
- Proficient in MS Excel, Word & Powerpoint
- Contribute to execution excellence of the Bank's new client onboarding process, complying with regulatory requirements, i.e. prompt turnaround time, prompt follow up on pending documents
- Has sound regulatory and Compliance knowledge
- Is able to handle demands from front office and manage the relationships with other stakeholders (e.g. RMs, auditors, management)
Interested candidates who wish to apply for the advertised position, please click on Apply. We regret that only shortlisted candidates will be notified.
EA License No.: 01C4394 (PERSOLKELLY Singapore PTE LTD)
By sending us your personal data and curriculum vitae (CV), you are deemed to consent to PERSOLKELLY Singapore Pte Ltd and its affiliates to collect, use and disclose your personal data for the purposes set out in the Privacy Policy available at . You acknowledge that you have read, understood, and agree with the Privacy Policy.
